GETTING BACK TO BEING STRATEGIC IN THE HIGHLY REGULATED WORLD
PRE-AGENDA RATE ONLY £499!
TSAM Regulations & Compliance brings together the most senior & influential professionals within asset management, for the industry’s premier peer-to-peer networking & learning experience. Delivering world-class events globally for 17 years, TSAM provides a unique opportunity to glean insights from and make connections with business leaders across Europe.
With the industry amidst a wave of digital transformation, and organisations battling with the deluge of both domestic and global regulations, never has it been more important to network with and learn from the best to gain an edge over the competition.
2018 KEY SPEAKERS INCLUDED
Co-Founder & CIO
Chief Compliance Officer
RBC Global Asset Management UK
Co-Head of Dublin Office
Zeidler Legal Services
Head of Compliance
Head of Intermediary Distribution, Europe
BNY Mellon Investment
Head of Global Regulatory Development
AXA Investment Managers
Chief Economist and Head of Research
Director – Compliance
2018 EVENT KEY HIGHLIGHTS
MiFID II Mop-Ups – Fine Tuning Processes to Limit Disruption Across the Business
The sighs of relief exhaled on January 3rd were short lived – MiFID II obligations continue to evolve and at this stage, there is still much to be done.
Insights from COOs – Impact of Rising Regulations on Your Operating Model
The relentless rise in regulatory and compliance initiatives, year on year, has put a huge strain on players like yourself in the industry. Costs increase. Workloads increase. Pressure increases. Staying on top of the swathes of regulations is an essential, but often pricey business!
Future Proofing for Brexit – Minimizing the Business Impact of Impending Rulings
For financial institutions globally, the impact of the UK leaving the EU is argued to be perhaps the biggest potential business risk in a decade. Preparing for Brexit is a must… but how do you prepare for the unknown?
Leveraging Compliance to Support Business Expansion Across Europe
PGIM is a traditionally US firm with several boutique managers. In a push to expand some of these business lines into Europe, Andrew – who has a unique background having been a trader, regulator, and now compliance officer – shares his war story and discusses his key learnings from the process so far.