18-19 SEPTEMBER 2018

Millennium Gloucester Hotel London, Kensington

GETTING BACK TO BEING STRATEGIC IN THE HIGHLY REGULATED WORLD

ONLY £899+vat PER PERSON (SAVE £400 OFF THE STANDARD RATE)

ASSET MANAGEMENT’S HOME OF NETWORKING

TSAM Regulations & Compliance brings together the most senior & influential professionals within asset management, for the industry’s premier peer-to-peer networking & learning experience. Delivering world-class events globally for 17 years, TSAM provides a unique opportunity to glean insights from and make connections with business leaders across Europe.

With the industry amidst a wave of digital transformation, and organisations battling with the deluge of both domestic and global regulations, never has it been more important to network with and learn from the best to gain an edge over the competition.

CHOOSE YOUR CAMP...

KEY SPEAKERS INCLUDE


 
 

Gina Miller
Founding Partner
SCM Direct

Alan Miller
Co-Founder & CIO
SCM Direct

 
 
 

Adrian Clark
Chief Compliance Officer
RBC Global Asset Management UK

Loren Lesko
Policy Officer
European Commission

Andrew Crain
Chief Compliance Officer
PGIM

Renata Hoes
Head of Compliance
Generali Investments

 
 

Hilary Lopez
Head of Intermediary Distribution, Europe
BNY Mellon Investment

Stéphane Janin
Head of Global Regulatory Development
AXA Investment Managers

Danae Kyriakopoulou
Chief Economist and Head of Research
OMFIF

Nathan Douglas
Director – Compliance
BlackRock

 

EVENT KEY HIGHLIGHTS

MiFID II Mop-Ups – Fine Tuning Processes to Limit Disruption Across the Business

The sighs of relief exhaled on January 3rd were short lived – MiFID II obligations continue to evolve and at this stage, there is still much to be done.

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Insights from COOs – Impact of Rising Regulations on Your Operating Model

The relentless rise in regulatory and compliance initiatives, year on year, has put a huge strain on players like yourself in the industry. Costs increase. Workloads increase. Pressure increases. Staying on top of the swathes of regulations is an essential, but often pricey business!

Future Proofing for Brexit – Minimizing the Business Impact of Impending Rulings

For financial institutions globally, the impact of the UK leaving the EU is argued to be perhaps the biggest potential business risk in a decade. Preparing for Brexit is a must… but how do you prepare for the unknown?

Leveraging Compliance to Support Business Expansion Across Europe

PGIM is a traditionally US firm with several boutique managers. In a push to expand some of these business lines into Europe, Andrew – who has a unique background having been a trader, regulator, and now compliance officer – shares his war story and discusses his key learnings from the process so far.

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